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Events
I am frequently asked to run public
workshops or participate in
conferences and seminars. Where appropriate, I will
publicise these events on this page.
To see information about future
events, please scroll down.
To see information about past
events, please visit the Past
events page.
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Anti-money laundering: a primer for
non-regulated FSBs -
28 February and 2 March 2012, Guernsey
Presented in association with the
GTA University Centre, this two-hour, fast-paced seminar
is designed to introduce MLROs and nominated officers in
non-regulated financial services businesses to their
responsibilities under Guernsey's anti-money laundering
and anti-terrorist financing regime. The seminar will cover:
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Introduction to money laundering |
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Guernsey's AML/CFT
legislation and regulation |
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Two important
developments: senior management responsibility, and the
risk-based approach |
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The four strands of the
AML/CFT regime: customer due diligence, record-keeping,
reporting, and staff training |
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The Financial
Intelligence Service and disclosures |
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Useful sources of
information |
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Colourful case studies. |
For more information, please
email
Sarah Elliott at the GTA University Centre or
email
Susan.
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Anti-money laundering: the bare
necessities for senior managers
- 18 April 2012, Guernsey
This fully-updated seminar,
presented in association with the
GTA University Centre, is aimed at
financial sector senior managers who are not MLROs
but nonetheless need a clear understanding of the
important issues involved in order to be able to
contribute effectively to policy formulation and
application within their organisations. The seminar
will cover:
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Money
laundering legislation and regulation: the offences and
penalties and the requirements on both individuals and
financial services businesses |
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The role
and duties of the MLRO |
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Staff AML
training: what it should cover, how to deliver and
assess it, and how to maintain staff awareness during
training |
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Terrorism
and money laundering: where they meet and where they
differ |
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Forewarned is forearmed: what is coming down the money laundering pipeline
towards Guernsey |
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Interactive session |
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Colourful case studies. |
For more information, please
email
Sarah Elliott at the GTA University Centre or
email
Susan.
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MLRO VI: A new workshop for
experienced MLROs
- 19 April 2012, Guernsey
This full-day workshop is
intended for experienced MLROs in Guernsey who need to fulfil their
own training requirements, and enjoy discussing some of
the more knotty or tangential aspects of the role.
As always, the day will be a mixture of serious and fun,
static and interactive, covering:
| The AML atmosphere in Guernsey:
sanctions, Instructions and the Code of Corporate
Governance |
| Outsourcing and the MLRO |
| Updates on whistleblowing,
counterfeiting and terrorist financing |
| Human trafficking and slavery: the
similarities and the differences |
| Feeding the monster: money
laundering case studies |
| Social networking sites: their uses
and their dangers |
| Down the barrel of the gun: the 4th
EU ML Directive and other proposals. |
For more information,
please
email
Susan.
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Demystifying money laundering -
26 September 2012, Guernsey
This fully-updated seminar
is aimed at
financial sector employees who have had limited
exposure to anti-money laundering strategies and who wish
to understand this important issue and its implications
for them and the way they conduct business,
and is presented in conjunction with the GTA University
Centre. The seminar will cover:
| Guernsey's anti-money laundering legislation |
| The importance of customer due diligence (CDD) |
| How to recognise and react to suspicion |
| The role and duties of the Money Laundering
Reporting Officer |
| Record-keeping requirements |
| Alphabet soup: FATF, NCCT, OECD and IMF in AML and
CFT |
| Colourful case studies. |
For more information, please
email
Sarah Elliott at the GTA University Centre or
email
Susan.
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AML/CFT Primer: A Workshop for Compliance
and Other Staff
- 27 September 2012, Guernsey
This full-day workshop is intended for those who have a particular
interest in and responsibility for the AML/CFT regime within their
regulated firms – such as newly-appointed MLROs and deputy MLROs,
and compliance staff, and the responsible Board member. The
workshop will cover:
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Guernsey's AML/CFT legal
framework: offences, penalties and obligations |
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Who does what:
the respective duties of the MLRO, senior management and
other staff |
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The risk-based approach:
what it means, and including a practical exercise to
demonstrate it |
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Sources of information
for the MLRO |
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Money laundering movie quiz |
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The four strands of your
AML/CFT regime: designing an effective and compliant AML
regime |
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Keeping it lively:
tips and techniques for good AML training |
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Dealing with staff:
including common AML difficulties, staff vetting, and your
own training as an MLRO |
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Action-planning: putting
it all into practice. |
For more information,
please
email
Susan.
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MLRO VI: A new workshop for
experienced MLROs
- 6 December 2012, Guernsey
This is a repeat of the workshop
dated 27 April 2012.
This full-day workshop is
intended for experienced MLROs in Guernsey who need to fulfil their
own training requirements, and enjoy discussing some of
the more knotty or tangential aspects of the role.
As always, the day will be a mixture of serious and fun,
static and interactive, covering:
| The AML atmosphere in Guernsey:
sanctions, Instructions and the Code of Corporate
Governance |
| Outsourcing and the MLRO |
| Updates on whistleblowing,
counterfeiting and terrorist financing |
| Human trafficking and slavery: the
similarities and the differences |
| Feeding the monster: money
laundering case studies |
| Social networking sites: their uses
and their dangers |
| Down the barrel of the gun: the 4th
EU ML Directive and other proposals. |
For more information,
please
email
Susan.
Back to
top of page
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